Regulatory · Filings archive
Every filing. Public-copy linked. Hash-verified.
- Entries
- 22
- Agencies
- FinCEN · SEC · CFTC · ITU · FCC · State
- Retention
- Permanent · signed
- Proofs
- Merkle + anchor references
Filings catalogue
Browse. Filter. Verify.
FinCEN
FinCEN Form 107 — MSB Registration Initial
Initial Money Services Business registration filing under 31 CFR 1010. Full activity disclosure and designated compliance officer on record.
Filed 2026-06-15
FinCEN
BSA Program Manual — v1.0
Written anti-money-laundering policy, customer-identification programme, OFAC screening, internal controls and independent-review scope.
Published 2026-06-20
State MTL
New York BitLicense — Application
State money-transmitter application filed through NMLS against the New York DFS BitLicense regime.
Filed 2026-09-01
State MTL
Texas Money Transmitter — Application
Texas Department of Banking money-transmitter application filed through NMLS.
Filed 2026-09-05
FINRA
FINRA New Member Application — Wavestar Securities LLC
FINRA NMA submission for the broker-dealer subsidiary that will operate the SEC-registered ATS.
Filed 2026-10-14
SEC
Form BD — Broker-Dealer Registration
Broker-Dealer Form BD filing for Wavestar Securities LLC; full control-affiliate and principal disclosures.
Filed 2026-10-14
SEC
Form ATS-N — Initial Filing
Initial Form ATS-N under Rule 300 of Regulation ATS. Covers spectrum-rights and hosted-payload secondary trading. Public sections posted on EDGAR same-day.
Filed 2027-01-21
Rulebook
Clearing Member Rulebook — v0.3 Draft
Draft rulebook issued for public comment ahead of CFTC DCO pre-filing engagement. Six parts, consolidated document.
Published 2027-02-10
Rulebook
Rulebook v0.3 — Comment disposition
Consolidated public comment response and disposition document for draft rulebook v0.3.
Published 2027-04-15
CFTC
CFTC DCO — Pre-filing engagement memorandum
Pre-filing memorandum for the CFTC Division of Clearing and Risk covering framework, Core Principle mapping, and orbital-native settlement model.
Submitted 2027-05-05
SEC
Form ATS-N — Amendment 01
First Form ATS-N amendment following surveillance-protocol update and subscriber-tier adjustment.
Filed 2027-08-12
CFTC
CFTC Form 7-R — Initial DCO Filing
Initial Form 7-R filing: legal opinions, financial resources attestations, Core Principles A–R mapping, risk framework documentation, and default-management procedures.
Filed 2027-11-18
ITU
ITU SNS — Nightly divergence report batch
Quarterly summary index of signed nightly divergence reports between the Wavestar registry and the ITU BR IFIC.
Published 2028-01-10
FCC
FCC IBFS — Reconciliation report batch
Quarterly summary of nightly IBFS reconciliation reports. Per-authorisation divergence counts and median time to reconcile.
Published 2028-01-11
CFTC
Default-management drill — Q4 2027 summary
Public summary of the Q4 2027 full-scope default-management simulation: scenarios, observed responses, findings.
Published 2028-01-31
Transparency
Annual Transparency Report — FY 2027
First full-year transparency report: cleared volume, default events, rule changes, technology incidents, availability performance.
Published 2028-04-10
Resilience
SOC 2 Type II — Summary attestation
Public summary of the annual SOC 2 Type II attestation of the clearing, registry and attestation workloads.
Published 2028-05-12
CFTC
CFTC Form 7-R — Amendment 01
First amendment to the initial Form 7-R following first annual CCO report and Core Principle mapping refresh.
Filed 2028-07-22
Resilience
Resolution-authority table-top — summary
Summary of the regulator-observed joint table-top exercise with the designated resolution authority.
Published 2028-10-01
CFTC
CFTC SEF — Pre-filing engagement memorandum
Pre-filing memorandum to the CFTC Division of Market Oversight covering SEF protocol design, surveillance programme, and rulebook integration.
Submitted 2029-02-14
CFTC
Form SEF — Initial Filing
Initial SEF registration filing under Part 37. Product-list, surveillance programme, and operational-readiness attestation.
Filed 2029-09-05
CFTC
Form DCM — Initial Filing
Initial DCM designation filing under Part 38. Contract specifications for downlink and spectrum-hour futures.
Filed 2030-05-21
How to use this archive
For regulators. For counsel. For journalists. For counterparties.
- 01
Regulator examinations
Examiners can retrieve every filing, amendment and public response in a single place. Signed JSON artefacts, where available, enable hash-verified chain-of-custody. - 02
Counsel diligence
External counsel assessing Wavestar's regulatory footprint can rely on the archive as the authoritative filing-by-filing record. Draft amendments and comment archives sit alongside the final filings. - 03
Journalism and public-interest research
Public-interest research has full access to every filing, every amendment, and every comment. No login required; no clickthrough licensing. - 04
Counterparty diligence
Prospective clearing members and operator counterparties can verify our regulatory status and disclosures before executing a Clearing Member Agreement.
Beyond the archive
The rulebook sits alongside the filings.
If the filings archive tells you what we filed, the rulebook tells you what binds us going forward. Read them together.