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Pre-Launch · Filing seed · Series A — Q4 2026

Board of Directors · Composition

Five seats. Three committees. Independent where it matters.

The Board of Wavestar Holdings LLC is composed of five directors across four designated classes. The structure is deliberately boring: founder seat, seed-investor seat, two independent directors, one regulatory-experienced director. The committee structure — Audit, Risk, Compensation — mirrors the discipline expected of regulated market infrastructure.
Directors
5 seats · 4 classes
Committees
Audit · Risk · Comp
Independence ratio
3 of 5
Formed
Q2 2026

Why the composition is what it is

Reading the governance seats.

We have borrowed the skeleton of the governance structure directly from the reference institutions — DTCC, OCC, LCH, CME. Three of those five directors are independent of management and independent of the largest investor, because that is the only ratio that holds up under the institutional scrutiny a clearing house attracts.
  • 01

    Founder seat

    Held by the CEO for as long as the founder role remains operationally load-bearing. Operational visibility is the point. The founder seat is not a permanent entitlement — it converts to a class-A founder seat on the day the founder hands over day-to-day operations.
  • 02

    Seed-investor seat

    Held by the lead seed investor per the Series Seed governance letter. One seat, information rights, no special drag provisions. The seat converts to an observer-only position at Series B unless the investor leads the follow-on round.
  • 03

    Independent Director #1

    A senior operator with a clearing-house, exchange, or major-bank risk background. Chairs the Risk Committee. Entirely independent of management, investors, and any participating member firm.
  • 04

    Independent Director #2

    A senior capital-markets operator or public-company director with audit-committee experience at a regulated institution. Chairs the Audit Committee. Independent under the same test.
  • 05

    Regulatory-experienced seat

    A director with direct senior-agency background — FinCEN, SEC, CFTC, or FCC alumnus at Deputy Director level or above. Chairs no committee by default but sits on Risk. The seat exists to keep the company's institutional calibration honest.
  • 06

    What the board does not do

    The Board does not run the company. It does not approve individual clearing trades, default declarations, or member admissions. Those decisions belong to management, the Risk Committee, and — for the largest actions — the full membership via the rulebook process.

Committees

Three standing committees.

Committee matrix

Audit Committee
Independent Director #2 (chair) · Independent Director #1 · Regulatory-experienced director

Oversees the external audit relationship, internal audit function, financial reporting, and whistleblower hotline. Meets quarterly at minimum, more often on demand.

Risk Committee
Independent Director #1 (chair) · Regulatory-experienced director · Founder (ex officio)

Oversees the clearing risk framework, default-fund sizing, margin model, and recovery and resolution plan. Meets monthly during the build-out phase.

Compensation Committee
Independent Director #2 (chair) · Independent Director #1 · Seed-investor director

Oversees executive compensation, the equity plan, and independent-director retainers. Meets at least twice a year and on demand for new executive hires.

Nominating & Governance
Full board, CEO recused from own-seat decisions

No standing committee during the founding phase. Nominating function handled by the full board; formal committee constituted ahead of Series B.

Meeting cadence

How the board runs.

  • 01

    Quarterly regular meetings

    Four regular board meetings per year. Each includes a full risk brief, the rolling regulatory-filing status, the operating scorecard, and a closed session without management.
  • 02

    Monthly Risk Committee

    The Risk Committee meets monthly during the build-out phase and every two months once ORCH is live. Agenda is owned by the Chief Risk Officer once appointed; Mitchell staffs the agenda in the interim.
  • 03

    Annual strategic offsite

    One full-day strategic session per year. The agenda is owned by the Independent Director #1 (Risk Committee chair). The purpose is to re-test the multi-year plan against what the market has actually done.
  • 04

    Ad hoc for default scenarios

    The board has a standing default-declaration protocol. If a member default is declared, a sub-committee of the Risk Committee, the CEO, and General Counsel is constituted within two hours. Playbook is rehearsed semi-annually.

Placeholder

Directors' bios will appear here as seats are filled.

Board seats and status

Founder seat
Mitchell McLennan

Seated at incorporation.

Seed-investor seat
Open

Pending seed round close.

Independent Director #1 (Risk chair)
In search

Target: clearing-house, exchange, or major-bank risk background.

Independent Director #2 (Audit chair)
In search

Target: public-company audit-committee experience at a regulated institution.

Regulatory-experienced seat
In search

Target: senior agency alumnus at Deputy Director level or above.

On governance

The institutional test.

A clearing house is only as credible as the people who would vote against the CEO in a room with the door closed. We are building the Board with that test in mind.
Wavestar Research·On board composition

Further reading

Governance sits below the board, not above it.

If the Board is the constitution, the governance suite — charter, code of ethics, dispute resolution — is the common law. Read how the two fit together.